Support investment, wealth management and pensions firms by delivering expert regulatory compliance advice and managing a varied portfolio of client projects.
About the Role
- Deliver regulatory compliance support to investment and wealth management clients
- Manage multiple client projects and compliance reviews
- Provide guidance on FCA regulations, governance, market abuse and financial promotions
- Conduct audits and deliver practical recommendations
- Build strong client relationships and act as a trusted adviser
- Support, mentor and oversee junior team members
About You
- Experienced Technical/Compliance professional within investments, wealth management or pensions
- Strong understanding of FCA regulation and conduct risk requirements
- SIPP experience highly desirable; SSAS knowledge beneficial
- Able to manage multiple priorities and stakeholders effectively
- Excellent communication and relationship-building skills
- Commercially minded, proactive and comfortable working autonomously
Please quote reference 137196.
If you know someone suitable for this role, share the word and through our referral scheme receive up to £250! Click here for further details on our recommendation scheme.
This is just one of the many roles we are working on at the Sammons Recruitment Group. Please visit our website www.sammons.co.uk for full details on all Permanent, Temporary and Contract career opportunities we are actively seeking candidates for. Recruiting on the basis of Talent, we are committed to supporting and promoting diversity in the workplace and consider all applications. Any salary advertised is for search purposes only. If you have not heard from us within 7 days you will have not been successful on this occasion, however, we would welcome your application for alternative vacancies.
